Compaction Testing (Level 1 & Level 2)

Table of contents

Compaction testing is a critical quality control process in earthworks and construction that verifies soil and fill materials have been compacted to the required density and strength.

In Australia, compaction testing follows AS 3798-2007 — Guidelines on Earthworks for Commercial and Residential Developments.

What Is Compaction Testing?

Compaction testing measures the density of compacted soil or fill and compares it to the maximum dry density achievable for that material (determined through standard or modified Proctor testing). The result is expressed as a percentage of maximum dry density — typically requiring 95% to 98% depending on the application.

Level 1 vs Level 2 Compaction

Level 1 Compaction (Supervised)

Level 1 compaction provides the highest level of quality assurance. It involves:

  • Full-time supervision of the filling and compaction process
  • Continuous testing of imported or site-won material
  • Verification that every fill layer meets density requirements before the next layer is placed
  • Detailed documentation of all materials, placement methods, and test results
  • Highest assurance of compliance with AS 3798

When Level 1 is required:

  • Structural fill beneath buildings and footings
  • Road embankments and pavement subgrades
  • Retaining wall backfill for critical structures
  • Engineered fill for commercial and industrial developments
  • Fill on steep slopes or unstable ground

Level 2 Compaction (Periodic)

Level 2 compaction involves periodic inspections and testing only. The fill layer is typically compacted before the technician arrives and is then tested to confirm it meets the required standard.

  • Periodic attendance for spot testing
  • Lower cost but lower assurance
  • Relies on the contractor's quality control processes
  • Suitable for less critical applications

When Level 2 is acceptable:

  • General site filling and landscaping
  • Non-structural fill
  • Low-risk residential sites with proven soil conditions
  • Temporary access roads and working platforms

The Compaction Testing Process

1. Material Classification

Before compaction begins, the fill material is tested to determine:

  • Particle size distribution (AS 1289.3.6.1)
  • Atterberg limits (plasticity index)
  • Maximum dry density and optimum moisture content (Standard or Modified Proctor, AS 1289.5.1.1 or AS 1289.5.2.1)

2. Field Density Testing

Field density is measured using one of these methods:

Method Standard Application
Nuclear Density Gauge (NDG) AS 1289.5.8.1 Fast, non-destructive, most common method
Sand Replacement AS 1289.5.3.1 Direct measurement, suitable for all soil types
Rubber Balloon AS 1289.5.4.1 Cohesive soils only
Core Cutter AS 1289.5.1.1 Fine-grained cohesive soils

3. Moisture Content Determination

The in-situ moisture content is measured and compared to the optimum moisture content. Material that is too wet or too dry will not compact properly.

4. Density Ratio Calculation

$$ \text{Density Ratio} = \frac{\text{Field Dry Density}}{\text{Maximum Dry Density}} \times 100\% $$

5. Reporting

A compaction test report includes:

  • Test method used
  • Location and depth of each test
  • Field density and moisture content
  • Maximum dry density and optimum moisture content
  • Density ratio (percentage compaction)
  • Pass/fail determination against specification requirements

Australian Standards for Compaction

Standard Title
AS 3798-2007 Guidelines on Earthworks for Commercial and Residential Developments
AS 1289.5.1.1 Determination of the dry density/moisture content relation of a soil using standard compactive effort (Standard Proctor)
AS 1289.5.2.1 Determination of the dry density/moisture content relation of a soil using modified compactive effort (Modified Proctor)
AS 1289.5.3.1 Determination of the field dry density of a soil — Sand replacement method
AS 1289.5.4.1 Determination of the field dry density of a soil — Rubber balloon method
AS 1289.5.8.1 Determination of field density and field moisture content of a soil using a nuclear surface moisture-density gauge
AS 1289.5.7.1 Determination of the field moisture content of a soil

Typical Compaction Requirements

Application Minimum Density Ratio Test Standard
Structural fill (buildings) 95% Modified Proctor AS 3798
Road subgrade 95% Modified Proctor Austroads
Road base / sub-base 98% Modified Proctor Austroads
Pavement subgrade 95–98% Standard Proctor Varies by spec
Residential slab fill 95% Modified Proctor AS 2870
Pipe trench backfill 90–95% Standard Proctor Varies by spec
Landfill / waste containment 95% Modified Proctor EPA guidelines

Common Problems and Solutions

Problem Cause Solution
Low density Moisture content too high or low Adjust water content, re-compact
Soft / spongy layer Over-compaction or saturated soil Allow to dry, scarify and re-compact
Segregation Poor material grading Mix material, re-process
Varying results Non-uniform fill material Zone the fill, test each type separately
Failing compaction Insufficient roller passes Increase passes or adjust lift thickness