Dispersive Soil Testing — Pinhole Dispersion and Emerson Class

Table of contents

Dispersive soils are clay soils that deflocculate and erode rapidly when exposed to water. They present significant risks to earthworks, embankments, and hydraulic structures if not properly identified and managed.

What Are Dispersive Soils?

Dispersive soils contain high levels of exchangeable sodium, which causes the clay particles to repel each other when in contact with water rather than staying aggregated. Instead of behaving as stable lumps, dispersive clays break down into individual particles that are easily carried away by flowing water.

Why It Matters

  • Embankment piping — dispersive clays in dam cores can erode internally (piping failure)
  • Channel erosion — dispersive soils in canal banks erode rapidly
  • Gully erosion — pipes and tunnels form within the soil, leading to collapse
  • Fill failures — dispersive clay in engineered fill can erode internally

Australian Context

Dispersive soils are found across Australia, notably in:

  • NSW — Hunter Valley, Central West, Riverina
  • QLD — Darling Downs, Brigalow Belt
  • VIC — Northern Plains, Murray River zone
  • SA — Murray Basin, Yorke Peninsula
  • WA — Wheatbelt region, Swan Coastal Plain

Many dam failures in Australia have been attributed to dispersive soil conditions in embankments.

Laboratory Tests for Dispersion

Emerson Class Number (AS 1289.3.8.1)

The simplest and most widely used field/laboratory test. A soil crumb is placed in distilled water and observed:

Class Behaviour Interpretation
Class 1 Complete dispersion — clay colloid forms around the crumb Highly dispersive
Class 2 Partial dispersion — slight cloudiness Dispersive
Class 3 No dispersion — crumb remains intact but swells Non-dispersive
Class 4 No dispersion — crumb remains intact without swelling Non-dispersive
Class 5 No reaction — crumb slakes to a heap of fine sand/silt Non-dispersive
Class 6 No reaction — crumb slakes to a heap of fine sand/silt with slight turbidity Non-dispersive (borderline)
Class 7 No reaction — no slaking, crumb remains firm Non-dispersive
Class 8 No reaction — no slaking, slight turbidity Non-dispersive (borderline)

Interpretation:

  • Classes 1–2: Dispersive — requires management
  • Classes 3–4: Non-dispersive
  • Classes 5–8: Non-dispersive

Pinhole Dispersion Test (AS 1289.3.8.2)

A more definitive test. Water flows through a 1.0 mm diameter hole in a compacted soil specimen under controlled head.

Classification Flow Rate Effluent Colour Hole Size After Test
D1 — Highly dispersive High Very cloudy (suspended clay) > 2× original diameter
D2 — Moderately dispersive Moderate Cloudy Enlarged
ND1 — Non-dispersive Low Clear Slightly enlarged
ND2 — Non-dispersive Very low Clear Unchanged
ND3 — Non-dispersive Negligible Clear Unchanged

Exchangeable Sodium Percentage (ESP)

The ESP measures the proportion of sodium in the soil's cation exchange capacity:

$$ ESP = \frac{\text{Exchangeable Na}^+}{\text{CEC}} \times 100\% $$
ESP (%) Dispersion Risk
< 6 Low
6–10 Moderate
10–15 High
> 15 Very high

Sodium Adsorption Ratio (SAR)

SAR measures sodium in relation to calcium and magnesium in the soil solution:

$$ SAR = \frac{Na^+}{\sqrt{\frac{Ca^{2+} + Mg^{2+}}{2}}} $$
SAR Dispersion Risk
< 3 Low
3–6 Moderate
> 6 High

Test Selection Guide

Test Cost Time Reliability Use
Emerson Class Low 1 hour Screening Initial assessment
Pinhole Dispersion Moderate 1–2 days High Definitive classification
ESP Moderate 3–5 days High Quantitative measure
SAR Moderate 3–5 days High Correlates with ESP

Management of Dispersive Soils

Treatment Methods

Method Application Effectiveness
Gypsum (CaSO₄·2H₂O) application Surface treatment or layer mixing Highly effective — calcium replaces sodium
Lime (CaO or Ca(OH)₂) treatment Soil stabilisation Highly effective — also improves strength
Cement stabilisation Structural fill Effective — also increases strength
Chemical amendments Polymer additives Variable — product-specific

Application Rates

Amendment Typical Rate Application
Gypsum (powdered) 5–15 kg/m³ Mix into fill or spread and incorporate
Hydrated lime 2–6% by dry weight Mix into fill
Agricultural lime 5–20% by dry weight Mix into fill (slower reaction)

Design Considerations for Dispersive Soils

  • Embankment core — use treated (non-dispersive) material or install filter zones
  • Channels — line with non-dispersive material or use protective linings
  • Earth dam spillways — ensure adequate energy dissipation to prevent erosion
  • Drainage — filters designed to retain dispersive particles (geotextile filters)
  • Compaction — dispersive soils should be compacted wet of optimum to reduce permeability

Australian Standards

Standard Title
AS 1289.3.8.1 Determination of the Emerson class number of a soil
AS 1289.3.8.2 Determination of the dispersion characteristics of a soil — Pinhole dispersion test
AS 1289.3.8.3 Determination of the dispersion characteristics of a soil — Soil classification test
AS 1726-2017 Geotechnical site investigations
AS 3798-2007 Earthworks (fill material suitability)
ANCOLD Guidelines Earth dam design — dispersive soil management
SCA Guidelines Soil Conservation Authority — dispersive soil identification