Effective stress is the portion of total stress carried through the soil skeleton. It is a central concept in settlement, consolidation, shear strength, earth pressure and foundation calculations.
For a saturated soil under conventional soil-mechanics sign conventions:
$$ \sigma' = \sigma-u $$Where total stress and pore water pressure are known, effective stress can be calculated. The appropriate stress path, drainage condition and pore-pressure model still require engineering judgement.
Vertical total stress
For horizontal layers, the vertical total stress at a nominated depth can be calculated by summing the unit weight of each layer multiplied by the thickness included above that depth:
$$ \sigma_v = \sum_{i=1}^{n}\gamma_i h_i+q $$| Symbol | Meaning | Common unit |
|---|---|---|
| \(\sigma_v\) | Total vertical stress | kPa |
| \(\gamma_i\) | Total unit weight of layer \(i\) | kN/m3 |
| \(h_i\) | Included thickness of layer \(i\) | m |
| \(q\) | Uniform surface surcharge | kPa |
Because 1 kN/m2 equals 1 kPa, multiplying kN/m3 by metres gives kPa.
Only the portion of a layer above the calculation depth is included.
Hydrostatic pore water pressure
Below a nominated water table, hydrostatic pore pressure is:
$$ u = \gamma_w h_w $$Where:
- \(\gamma_w\) is the unit weight of water used in the calculation
- \(h_w\) is the vertical depth below the water table
In the simple model on this page, pore pressure above the water table is set to zero. This does not model capillary suction, perched water, artesian conditions or excess pore pressure.
Vertical effective stress
The vertical effective stress is:
$$ \sigma'_v = \sigma_v-u $$Changes in effective stress influence soil compression and shearing resistance. A correct arithmetic result does not establish that the simplified pore-pressure assumptions represent the site.
Layered worked example
Assume:
| Layer | Depth | Total unit weight |
|---|---|---|
| Layer 1 | 0 to 2 m | 18 kN/m3 |
| Layer 2 | 2 to 5 m | 20 kN/m3 |
Additional information:
- calculation depth = 5 m
- water-table depth = 1 m
- water unit weight = 9.81 kN/m3
- surface surcharge = 0 kPa
Step 1: total vertical stress
$$ \sigma_v=(18\times2)+(20\times3) $$ $$ \sigma_v=36+60=96\ \mathrm{kPa} $$Step 2: pore water pressure
The calculation point is 4 m below the water table:
$$ u=9.81\times4=39.24\ \mathrm{kPa} $$Step 3: effective stress
$$ \sigma'_v=96-39.24=56.76\ \mathrm{kPa} $$The vertical effective stress at 5 m is 56.76 kPa under the stated assumptions.
Effect of a uniform surcharge
If a 10 kPa surface surcharge is added and is treated as a uniform vertical stress increment at the point:
$$ \sigma_v=96+10=106\ \mathrm{kPa} $$With unchanged hydrostatic pore pressure:
$$ \sigma'_v=106-39.24=66.76\ \mathrm{kPa} $$This simple surcharge treatment is not a substitute for calculating stress distribution beneath a finite loaded area.
Model assumptions
The basic layered calculation assumes:
- level ground
- vertical one-dimensional stress
- horizontal layers
- entered total unit weights are appropriate
- one hydrostatic water table
- zero pore pressure above the water table
- no capillary suction
- no excess pore pressure
- no seepage-induced pressure variation
- no finite-load stress distribution unless separately calculated
Each assumption should be visible in a saved project calculation.
Common input errors
Using submerged unit weight in total stress and subtracting water again
This can double-count buoyancy. The calculation basis must remain consistent.
Ignoring partial layers
If the calculation depth falls inside a layer, include only the thickness above that depth.
Treating every wet layer as saturated
Unit weight and pore-pressure assumptions are separate inputs. A layer below a nominated water table may require a saturated unit weight, but the calculator should not change it silently.
Using a vertical distance that is not pressure head
Hydrostatic pore pressure uses pressure head. Non-hydrostatic conditions require a different pore-pressure model.
Forgetting surcharge
A known applicable surface load should be included or expressly omitted.
Validation rules
A layered calculator should:
- require continuous, non-overlapping layer depths
- block gaps and overlaps
- block a calculation depth outside the entered profile
- show each layer contribution
- show the water depth used
- show total stress, pore pressure and effective stress separately
- warn if effective stress is negative
- retain the water unit weight and surcharge used
- state whether pore pressure is hydrostatic or entered directly
When a more advanced analysis is needed
The simple model is not sufficient for:
- sloping ground
- drawdown or upward seepage
- perched or artesian groundwater
- capillary suction
- construction-generated excess pore pressure
- transient consolidation
- finite footing or embankment stress distribution
- unsaturated-soil analysis
- effective stress around excavations or dewatering systems
Review checklist
Ask the reviewing geotechnical engineer to confirm:
- Total and effective stress sign conventions are clear.
- The water table and hydrostatic assumptions are acceptable.
- Unit weights are not altered automatically.
- Layer boundaries and partial-layer calculations are handled correctly.
- Surcharge treatment is properly limited.
- Negative effective stress produces a warning.
- The example result of 56.76 kPa is reproduced independently.
Related Resources
- Soil Phase Relationships
- Soil Compressibility
- Consolidation Testing and Settlement Analysis
- Shear Strength of Soil
- Darcy Flow and Hydraulic Gradient
- Lateral Earth Pressure