Rock Mechanics Testing

Table of contents

Rock mechanics testing determines the physical and mechanical properties of intact rock and rock masses. These tests are essential for foundation design on rock, tunnelling, slope stability in rock cuts, mining, and quarry assessments.

Why Rock Testing?

Rock testing provides the engineering parameters needed to:

  • Determine the bearing capacity of rock for foundations
  • Design rock cuts and slopes
  • Assess excavatability (rippability vs blasting)
  • Design tunnel support systems
  • Evaluate rock quality for construction materials
  • Assess rock mass behaviour under dynamic loading

Laboratory Test Types

Unconfined Compressive Strength (UCS)

The most fundamental rock strength test. A cylindrical rock core is loaded axially to failure.

Standard Method
AS 4133.4.1.1 Determination of uniaxial compressive strength
ASTM D7012 Standard test method for compressive strength
ISRM Suggested Method International standard
  • Sample: NQ or HQ core, L:D ratio = 2:1 to 2.5:1
  • Result: UCS in MPa

Typical UCS Values:

Rock Type UCS (MPa) Classification
Granite 100–250 Very strong
Basalt 100–300 Very strong to extremely strong
Sandstone 20–150 Weak to very strong
Shale 5–50 Very weak to medium strong
Limestone 30–100 Medium to very strong
Marble 50–150 Medium to very strong

Point Load Strength Index (Is₅₀)

An index test that correlates with UCS, suitable for field or laboratory use on irregular rock pieces or core.

$$ UCS = k \times I_{s(50)} $$

Where k = 20–25 (typical correlation factor).

Standard Method
AS 4133.4.2.1 Determination of point load strength index
ASTM D5731 Standard test method for point load index
  • Sample: Core pieces or irregular lumps
  • Test types: Axial, diametral, irregular lump
  • Result: Is₅₀ in MPa

Indirect Tensile Strength (Brazil Test)

Measures the tensile strength of rock by diametral compression of a disc specimen.

$$ S_t = \frac{2P}{\pi D t} $$
  • Standard: AS 4133.4.2.2, ASTM D3967
  • Result: Tensile strength typically 5–15% of UCS

Modulus and Poisson's Ratio

Determined during UCS testing using strain gauges or LVDTs.

Parameter Description Typical Range for Rock
Young's Modulus (E) Stress/strain ratio 5–100 GPa
Poisson's Ratio (ν) Lateral/axial strain ratio 0.15–0.35

Standards: AS 4133.4.1.1 (with deformability measurement), ASTM D7012

Direct Shear Test (Rock)

Measures the shear strength of intact rock or rock discontinuities.

Test Type Application
Intact rock shear Rock mass strength parameters
Discontinuity shear Joint, bedding plane, or fault shear strength
Residual shear Post-peak strength after large displacement
  • Standards: AS 4133.4.3.1, ASTM D5607
  • Parameters: Peak shear strength (c, φ), residual shear strength

Slake Durability Index

Measures the resistance of rock to weathering and disintegration after two cycles of drying and wetting.

$$ I_{d2} = \frac{\text{Mass retained after 2 cycles}}{\text{Initial mass}} \times 100\% $$
Classification Id₂ (%)
Very high durability > 98
High durability 95–98
Medium durability 85–95
Low durability 60–85
Very low durability < 60
  • Standard: AS 4133.4.5.1, ASTM D4644
  • Application: Assessing suitability as construction material, tunnel wall stability

Porosity and Density

Parameter Standard Significance
Dry density AS 4133.2.1.1 Rock quality indicator
Saturated density AS 4133.2.1.1 Buoyancy calculations
Porosity AS 4133.2.1.1 Strength and durability indicator

Swelling Pressure Index

Measures the swelling potential of clay-bearing rocks (e.g., mudstone, shale) under zero-volume-change conditions.

  • Standard: AS 1289.7.1.1 (adapted for rock), ISRM suggested method
  • Application: Assessing heave potential in tunnels and foundations in argillaceous rocks

Field Rock Testing

Point Load Test (Field)

Portable device for rapid strength assessment in the field.

  • Requires minimal sample preparation
  • Can test irregular rock pieces
  • Results correlated to UCS

Schmidt Hammer Rebound

Non-destructive index test for rock surface hardness.

Rebound Value (R) Rock Hardness
> 55 Very hard
40–55 Hard
25–40 Medium hard
< 25 Soft

Rock Quality Designation (RQD)

A measure of rock mass quality from drill core.

$$ RQD = \frac{\text{Sum of intact core pieces} \geq 100 \text{ mm}}{\text{Total core run length}} \times 100\% $$
RQD (%) Rock Quality
90–100 Excellent
75–90 Good
50–75 Fair
25–50 Poor
< 25 Very poor

Australian Standards for Rock Testing

Standard Title
AS 4133 Series Methods of testing rock
AS 4133.4.1.1 UCS (uniaxial compressive strength)
AS 4133.4.2.1 Point load strength index
AS 4133.4.2.2 Indirect tensile strength (Brazil test)
AS 4133.4.3.1 Direct shear strength
AS 4133.4.5.1 Slake durability index
AS 4133.2.1.1 Rock porosity and density
AS 1726-2017 Geotechnical site investigations (rock description)

Interpreting Rock Test Results

Parameter Foundation on Rock Rock Cut Slope Tunnelling
UCS Bearing capacity Stand-up time Excavation method
E (Modulus) Settlement Deformation Lining design
Shear strength Sliding resistance Slope stability Wedge stability
RQD Rock mass quality Support requirements Rock mass classification
Slake durability Weathering resistance Long-term stability Swelling potential