Standard Penetration Test (SPT) Procedure

Table of contents

The Standard Penetration Test (SPT) is the most widely used in-situ geotechnical test worldwide.

In Australia, the SPT is conducted in accordance with AS 1289.6.3.1 and provides essential data for soil strength, density, and foundation design parameters.

What Is the SPT?

The SPT measures the resistance of soil to penetration by a standard split-barrel sampler driven by a 63.5 kg hammer falling 760 mm. The result is the N-value — the number of blows required to drive the sampler 300 mm after an initial 150 mm seating drive.

SPT Equipment

Component Specification (AS 1289.6.3.1)
Hammer 63.5 kg ± 0.5 kg
Drop height 760 mm ± 10 mm
Sampler Split-barrel, 51 mm OD, 35 mm ID
Drill rods AW or NW size
Anvil Hammer strikes anvil on top of drill rods

SPT Procedure

Step 1: Borehole Preparation

The borehole is advanced to the desired test depth. Any disturbance at the base of the borehole is cleaned out.

Step 2: Seating Drive

The SPT sampler is lowered to the bottom of the borehole. The hammer is dropped 150 mm to seat the sampler, recording the number of blows for the first 150 mm penetration (N₁ — not used in the N-value calculation).

Step 3: Test Drive

The sampler is driven a further 300 mm, recording the number of blows for each 75 mm interval. The N-value is the total blows for the final 300 mm (N₂ + N₃ + N₄).

Step 4: Recovery

The sampler is withdrawn and the soil sample is recovered for classification.

Step 5: Record

The blow counts, penetration depth, and refusal (if any) are recorded. If 50 blows are reached before 300 mm, the test is terminated (refusal) and the penetration is noted.

SPT N-Value Interpretation

N-value (blows/300mm) Relative Density Consistency
0–4 Very loose Very soft
4–10 Loose Soft
10–30 Medium dense Firm
30–50 Dense Stiff
> 50 Very dense Hard

Correlations

SPT N-values correlate with a wide range of geotechnical parameters:

Parameter Correlation
Friction angle (φ') φ' = √(12N) + 15 (for sands)
Undrained shear strength (su) su ≈ N × 6.25 kPa (for clays)
Relative density (Dr) Dr = √(N / 60) × 100
Modulus of elasticity (E) E ≈ 500 × (N+15) kPa
Allowable bearing capacity q_all ≈ N/10 MPa (for footings on sand)

Corrections to SPT N-Values

1. Overburden Correction (N₆₀)

The measured N-value is corrected to a reference effective overburden stress of 100 kPa:

$$ N_{60} = N \times \left(\frac{ER}{60}\right) \times C_N $$

Where:

  • ER = hammer energy ratio (%)
  • C_N = overburden correction factor

2. Hammer Energy Correction

Australian SPT hammers typically deliver 50–60% of theoretical energy. Most Australian practice uses N₆₀ directly unless a specific energy measurement is made.

3. Dilatancy Correction

For fine sands below the water table (N > 15):

$$ N_{corr} = 15 + 0.5(N - 15) $$

When Is the SPT Used?

Application Purpose
Site investigation Soil profiling and density assessment
Foundation design Bearing capacity and settlement estimates
Liquefaction assessment Cyclic resistance evaluation for seismic design
Ground improvement Verify compaction or grouting effectiveness
Retaining walls Earth pressure parameter estimation
Pile design End bearing and skin friction estimates

Limitations of the SPT

  • Discontinuous sampling — data points at discrete depths only
  • Disturbed sample — provides classification and moisture content only, not intact strength
  • Energy variation — hammer energy varies between operators and equipment
  • Soil type effects — gravel, cobbles, or cemented layers can give misleadingly high N-values
  • Low sensitivity — not ideal for soft clays or loose sands

SPT in Australia

Key Documents

Standard Title
AS 1289.6.3.1 Determination of the penetration resistance of a soil - Standard Penetration Test (SPT)
AS 1726-2017 Geotechnical site investigations
AGS 4.1.1 AU Geotechnical data format — SPT logging

SPT Equipment Calibration

NATA-accredited laboratories in Australia are required to calibrate SPT hammers periodically. Energy measurements should be performed using an SPT calibration system to verify the hammer energy ratio.